Disclosures

This page explains, in plain language, how SugarTime works and the basis on which it provides its services. Please read it alongside our Terms of Use.

What SugarTime does

SugarTime M&A, Inc. acts as an M&A broker and business consultant. We advise founders and owners on raising capital, mergers, and acquisitions, and we help facilitate the transfer of ownership of privately held companies. Our core role is to advise you and to introduce qualified prospects. The evaluation, negotiation, and closing of any transaction stay with you and your own advisers.

Our regulatory posture

SugarTime M&A, Inc. operates consistent with the "M&A broker" provisions of federal securities law, including Section 15(b)(13) of the Securities Exchange Act of 1934. We are not a registered broker-dealer or investment adviser. In connection with any transaction, we do not:

• take custody of, hold, or handle the funds or securities of any party;
• provide the financing for a transaction;
• negotiate, effect, or execute a transaction on your behalf; or
• bind you to any deal.

The M&A broker framework applies to eligible privately held companies where, after the transaction, the buyer will control and remain active in the management of the business.

No advice, no guarantee

Nothing on this site or in our communications is investment, legal, tax, or accounting advice, and nothing here is an offer to buy or sell any security. We do not guarantee any financing, sale, valuation, or outcome. Any engagement is governed solely by a written agreement signed by both parties.

Your due diligence

You are responsible for your own due diligence on any prospect, investor, or counterparty. We will help you gather the information you need, but the evaluation and the decision are yours.

Fees

Our fees are set out in a written agreement and typically include a retainer plus a contingent success fee tied to the transaction. Where required, we disclose our compensation in writing.

Confidentiality

Information you share with us about your company, your plans, or your numbers is treated as confidential.

Results and examples

Any figures, examples, or past results referenced anywhere on this site are for illustration only and are not a promise or projection of future results.

Contact

SugarTime M&A, Inc., Miami, FL. Questions about these disclosures? Email sugar@sugartimeinc.com.