This page describes what SugarTime Holdings Inc. (“SugarTime”) is, the services it provides and the services it does not provide.
SugarTime is not a broker-dealer or investment adviser
SugarTime is not registered as a broker-dealer, investment adviser or funding portal with the Securities and Exchange Commission, FINRA or any state securities regulator. SugarTime is not a bank and does not hold or handle money or securities for anyone.
What we do
SugarTime prepares companies to raise capital. This work includes developing pitch decks, organizing data rooms and assisting with corporate structure. Each company decides whether, when and from whom to raise capital, and investors make their own investment decisions.
No offer of securities
Nothing on this site is an offer to sell, or a solicitation of an offer to buy, any security. We do not describe or promote any company’s offering on this site.
No investment, legal or tax advice
We do not give investment advice to anyone, and we do not recommend any investment. Nothing on this site is legal, tax or accounting advice. We encourage every company we work with to use its own attorney and accountant.
No guarantee of results
Thorough preparation improves how a company presents itself to investors, but it does not guarantee that the company will raise capital or achieve any particular valuation. Raising capital involves risk, and results depend on factors outside our control.
How we are paid
SugarTime is paid by the companies it works with. Our fees are set out in a written agreement that both sides sign before any work begins.
Our founder's background
References on this site to firms where David Sugarman previously worked describe his career history. They do not mean that any of those firms endorses SugarTime or is affiliated with it today. Mr. Sugarman passed the Series 7 exam early in his career. He is not currently registered with FINRA or any securities regulator.
Educational content
The FAQ and other content on this site provide general information about how companies prepare to raise capital. This content is not tailored to any company and should not be relied on as advice.
Questions
If anything on this page is unclear, please contact us at sugar@sugartimeinc.com.
